3.23 -0.25 (-7.18%)

45.53% Fall from 52W High

129.1K XNAS Volume

XNAS 24 Mar, 2025 5:30 PM (EDT)



Insider Trading disclosures for Sonoma Pharmaceuticals Inc.

The latest disclosure was made by Amy M. Trombly in Sonoma Pharmaceuticals Inc. where a trade of 10,000 Restricted Stock Units done was reported to US exchanges on Jan. 2, 2025.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Amy M. Trombly Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 10,000 18,685 - - Restricted Stock Units
John G. Mclaughlin Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 7,500 10,044 - - Stock option (right to buy)
Bruce Thornton Executive VP & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 10,000 18,691 - - Restricted Stock Units
Jay Edward Birnbaum Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 7,500 10,029 - - Stock option (right to buy)
Jerome J. Dvonch Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 10,000 15,891 - - Restricted Stock Units
Philippe Weigerstorfer Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 7,500 10,001 - - Stock option (right to buy)
Poggetto John Dal Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2025 7,500 10,250 - - Restricted Stock Units
Amy M. Trombly Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2024 53,586 153,586 (8%) 3% - Common Stock, $0.0001 par value
Bruce Thornton Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2024 53,586 154,411 (8%) 3% - Common Stock, $0.0001 par value
Jerome J. Dvonch Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2024 53,586 84,595 (4%) 3% - Common Stock, $0.0001 par value
Poggetto John Dal Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jun 2024 15,000 15,000 (0%) 0% - Common Stock, $0.0001 par value
Dal Poggetto John Controller Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 50,000 55,000 - - Stock option (right to buy)
M. Amy Trombly Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 60,000 173,648 - - Stock option (right to buy)
Jerome Dvonch J. Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 60,000 117,777 - - Stock option (right to buy)
Thornton Bruce Executive VP & COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Dec 2023 60,000 176,781 - - Stock option (right to buy)
Bruce Thornton Executive Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 100,000 216,781 (12%) 5% - Common Stock, $0.0001 par value
Trombly Amy M. Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jun 2023 100,000 213,648 (12%) 5% - Common Stock, $0.0001 par value
Bruce Thornton COO Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jan 2021 27,777 47,377 - - Stock option (right to buy)
Jerome J. Dvonch Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jan 2021 27,777 27,777 - - Stock option (right to buy)
Poggetto John Dal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Apr 2020 3,086 3,201 (0%) 0% - Common Stock, $0.0001 par value
Robert Grant Edwards Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 23 Apr 2020 2,609 2,609 (0%) 0% - Common Stock, $0.0001 par value
Poggetto John Dal Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Dec 2019 13,000 18,496 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 5,000 193,086 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 5,271 203,800 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 5,357 198,443 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 357 198,086 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 1,785 191,301 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 4,285 187,016 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 5,351 181,665 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 26,020 155,645 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 7,912 147,733 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 50,000 97,733 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 30,000 67,733 - - Stock option (right to buy)
Robert Miller Former CFO 14 Jan 2019 67,733 0 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 1,785 182,731 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 50,000 97,733 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 30,000 67,733 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 67,733 0 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 5,271 188,087 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 3,928 178,803 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 3,571 184,516 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 20,000 147,733 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 4,285 167,733 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 5,357 172,018 - - Stock option (right to buy)
James Schutz Former CEO and Former Director 14 Jan 2019 1,428 177,375 - - Stock option (right to buy)
Frederick Sandford Director, CEO and Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jan 2019 50,000 450,000 - - Stock option (right to buy)
Frederick Sandford Director, CEO and Interim CFO Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Jan 2019 400,000 400,000 - - Stock option (right to buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jul 2018 67,733 209,071 - - Stock option (right to buy)
James Schutz Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Jul 2018 67,733 193,358 - - Stock option (right to buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 May 2018 1,781 48,728 (0%) 0% 0 Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 May 2018 1,052 51,659 (0%) 0% 0 Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 May 2018 1,538 46,520 (0%) 0% 0 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 4.03 per share. 12 Mar 2018 1,200 17,668 (0%) 0% 4.0 4,836 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 4.10 per share. 12 Mar 2018 1,200 18,868 (0%) 0% 4.1 4,920 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 3.90 per share. 09 Mar 2018 1,200 15,268 (0%) 0% 3.9 4,680 Common Stock, $0.0001 par vlue per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 4.03 per share. 09 Mar 2018 1,200 16,468 (0%) 0% 4.0 4,836 Common Stock, $0.0001 par vlue per share
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 3.99 per share. 08 Mar 2018 2,473 35,858 (0%) 0% 4.0 9,867 Common Stock, $0.0001 par value per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2018 1,958 46,947 (0%) 0% 0 Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2018 1,157 50,607 (1%) 0% 0 Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2018 1,424 43,417 (0%) 0% 0 Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Mar 2018 1,691 44,982 (0%) 0% 0 Common Stock, $0.0001 par value per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 17,211 44,989 (0%) 0% 0 Common Stock, $0.0001 par value per share
James Schutz Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 17,211 33,385 (0%) 0% 0 Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 25,817 49,450 (1%) 0% 0 Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 17,211 41,993 (0%) 0% 0 Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Jan 2018 17,211 43,291 (0%) 0% 0 Common Stock, $0.0001 par value per share
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 4.95 per share. 30 Nov 2017 345 16,174 (0%) 0% 5.0 1,708 Common Stock, $0.0001 par value per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Nov 2017 14,317 27,778 (0%) 0% 0 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 5.03 per share. 29 Nov 2017 500 12,778 (0%) 0% 5.0 2,515 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 5.02 per share. 29 Nov 2017 1,290 14,068 (0%) 0% 5.0 6,476 Common Stock, $0.0001 par value per share
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 5.03 per share. 29 Nov 2017 400 15,829 (0%) 0% 5.0 2,012 Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Nov 2017 13,757 23,633 (0%) 0% 0 Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Nov 2017 13,944 24,782 (0%) 0% 0 Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Nov 2017 14,130 26,080 (0%) 0% 0 Common Stock, $0.0001 par value per share
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 5.05 per share. 24 Nov 2017 254 15,429 (0%) 0% 5.1 1,283 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 5.04 per share. 21 Nov 2017 500 12,278 (0%) 0% 5.0 2,520 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 5.03 per share. 21 Nov 2017 1,500 11,778 (0%) 0% 5.0 7,545 Common Stock, $0.0001 par value per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2017 1,210 13,471 (0%) 0% 0 Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2017 715 9,876 (0%) 0% 0 Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2017 880 10,838 (0%) 0% 0 Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2017 1,045 11,950 (0%) 0% 0 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 5.30 per share. 10 Aug 2017 2,264 10,728 (0%) 0% 5.3 11,999 Common Stock, $0.0001 par value
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 5.46 per share. 10 Aug 2017 929 15,175 (0%) 0% 5.5 5,069 Common Stock, $0.0001 par value
Marc Umscheid Chief Strategy/Mkt Officer Purchase of securities on an exchange or from another person at price $ 5.31 per share. 10 Aug 2017 600 3,392 (0%) 0% 5.3 3,186 Common Stock, $0.0001 par value
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2017 4,124 20,088 (0%) 0% 0 Restricted Shares Common Stock, $0.0001 par value per share
James Schutz Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2017 2,406 14,246 (0%) 0% 0 Restricted Shares Common Stock, $0.0001 par value per share
Robert Northey Exe. VP of Research and Dev. Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2017 3,404 8,082 (0%) 0% 0 Restricted Shares Common Stock, $0.0001 par value per share
Marc Umscheid Chief Strategy/Mkt Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Jun 2017 2,042 2,792 (0%) 0% 0 Restricted Shares Common Stock, $0.0001 par value per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 May 2017 1,036 12,261 (0%) 0% 0 Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 May 2017 612 9,161 (0%) 0% 0 Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 May 2017 754 9,958 (0%) 0% 0 Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 May 2017 895 10,905 (0%) 0% 0 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Apr 2017 30,000 140,866 - - Stock option (right to buy)
James Schutz Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Apr 2017 30,000 133,658 - - Stock option (right to buy)
Robert Northey Exec. VP of Res & Development Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Apr 2017 17,000 60,310 - - Stock option (right to buy)
Marc Umscheid Chief Strategy/Mkt Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Apr 2017 17,000 72,000 - - Stock option (right to buy)
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 6.97 per share. 09 Mar 2017 250 7,964 (0%) 0% 7.0 1,743 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 6.96 per share. 09 Mar 2017 250 8,214 (0%) 0% 7.0 1,740 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 7.14 per share. 09 Mar 2017 250 8,464 (0%) 0% 7.1 1,785 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 6.97 per share. 08 Mar 2017 750 7,714 (0%) 0% 7.0 5,228 Common Stock, $0.0001 par value per share
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 6.81 per share. 08 Mar 2017 250 6,964 (0%) 0% 6.8 1,703 Common Stock, $0.0001 par value per share
Marc Umscheid Chief Strategy/Mkt Officer Purchase of securities on an exchange or from another person at price $ 6.82 per share. 06 Mar 2017 750 750 (0%) 0% 6.8 5,115 Common Stock, par value $0.0001 per share
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 6.75 per share. 03 Mar 2017 104 11,840 (0%) 0% 6.8 702 Common Stock, par value $0.0001 per share
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 6.78 per share. 03 Mar 2017 696 11,736 (0%) 0% 6.8 4,719 Common Stock, par value $0.0001 per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2017 976 11,225 (0%) 0% 0 Common Stock, $0.0001 par value per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2017 2,250 10,249 (0%) 0% 0 Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2017 577 8,549 (0%) 0% 0 Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2017 2,250 7,972 (0%) 0% 0 Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2017 710 9,204 (0%) 0% 0 Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2017 2,250 8,494 (0%) 0% 0 Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2017 2,250 9,167 (0%) 0% 0 Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 28 Feb 2017 843 10,010 (0%) 0% 0 Common Stock, $0.0001 par value per share
Marc Umscheid Chief Strategy/Mkt Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Jan 2017 55,000 55,000 - - Stock option (right to buy)
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2016 5,000 6,714 - - Common Stock, $0.0001 par value per share
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2016 1,000 11,040 - - Common Stock
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2016 50,000 110,866 - - Stock option (right to buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2016 15,593 15,964 - - Common Stock, $0.0001 par value per share
James Schutz Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2016 3,535 10,040 - - Common Stock
James Schutz Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2016 50,000 103,658 - - Stock option (right to buy)
Robert Northey Exec. VP of Res & Devlpment Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2016 4,678 4,678 - - Common Stock, $0.0001 par value per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Nov 2016 1,423 7,999 - - Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Nov 2016 1,035 6,244 - - Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Nov 2016 841 5,722 - - Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Nov 2016 1,229 6,917 - - Common Stock, $0.0001 par value per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2016 1,648 6,576 - - Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2016 1,199 5,209 - - Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2016 974 4,881 - - Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Aug 2016 1,423 5,688 - - Common Stock, $0.0001 par value per share
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Aug 2016 1,328 6,505 - - Common Stock
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2016 6,765 24,643 - - Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2016 4,445 20,051 - - Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2016 4,188 19,541 - - Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 May 2016 5,090 21,327 - - Common Stock, $0.0001 par value per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 11,250 17,878 - - Common Stock, $0.0001 par value per share
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 6,628 6,628 - - Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 11,250 15,606 - - Common Stock, $0.0001 par value per share
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 4,356 4,356 - - Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 4,103 4,103 - - Common Stock, $0.0001 par value per share
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 11,250 15,353 - - Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 4,987 4,987 - - Common Stock, $0.0001 par value per share
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2016 11,250 16,237 - - Common Stock, $0.0001 par value per share
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 25 Feb 2016 5,000 25,885 - - Common Stock
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2015 7,488 146,144 - - Stock Options (Rights to Buy)
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2015 4,920 80,968 - - Stock Options (Rights to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2015 4,635 174,041 - - Stock Options (Rights to Buy)
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Nov 2015 5,633 89,487 - - Stock Options (Rights to Buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2015 7,774 138,656 - - Stock Options (Rights to Buy)
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2015 5,109 76,048 - - Stock Options (Rights to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2015 4,813 169,406 - - Stock Options (Rights to Buy)
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Aug 2015 5,849 83,854 - - Stock Options (Rights to Buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2015 40,000 308,041 - - Stock Options (Right to Buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2015 10,610 130,882 - - Stock Options (Rights to Buy)
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2015 6,972 70,939 - - Stock Options (Rights to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2015 6,568 164,593 - - Stock Options (Rights to Buy)
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Jun 2015 7,983 78,005 - - Stock Options (Rights to Buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2015 11,026 120,272 - - Stock Options (right to buy)
Sharon Surrey-Barbari None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2015 7,246 63,967 - - Stock Options (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2015 6,826 155,583 - - Stock Options (right to buy)
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Mar 2015 8,296 70,022 - - Stock Options (right to buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Dec 2014 6,773 109,246 - - Stock Options (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Dec 2014 4,193 148,757 - - Stock Options (right to buy)
Barbari Surrey Sharon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Dec 2014 4,451 56,721 - - Stock Options (right to buy)
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Dec 2014 5,096 61,726 - - Stock Options (right to buy)
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Nov 2014 6,285 20,885 - - Common Stock
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2014 15,000 102,473 - - Stock Options (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2014 15,000 144,564 - - Stock Options (right to buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2014 3,455 87,473 - - Stock Options (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2014 2,139 129,564 - - Stock Options (right to buy)
Barbari Surrey Sharon None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2014 2,270 52,270 - - Stock Options (right to buy)
Russell Harrison None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2014 2,599 56,630 - - Stock Options (right to buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2014 55,044 84,018 - - Stock Option (Right to Buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2014 130,105 247,435 - - Stock Option (Right to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 04 Mar 2014 50,419 127,425 - - Stock Option (Right to Buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2013 6,150 28,974 - - Stock Option (Right to Buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2013 6,150 98,357 - - Stock Option (Right to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 18 Dec 2013 6,150 77,006 - - Stock Option (Right to Buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2013 2,143 22,824 - - Stock Option (Right to Buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2013 2,143 80,683 - - Stock Option (Right to Buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2013 2,143 92,207 - - Stock Option (Right to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2013 2,143 70,856 - - Stock Option (Right to Buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Sep 2013 5,351 20,681 - - Stock Option (Right to Buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Sep 2013 26,756 117,330 - - Stock Option (Right to Buy)
James Schutz Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Sep 2013 100,000 232,298 - - Stock Option (Right to Buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Sep 2013 8,027 78,540 - - Stock Option (Right to Buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Sep 2013 8,027 90,064 - - Stock Option (Right to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Sep 2013 8,027 68,713 - - Stock Option (Right to Buy)
Sameer Harish Other Grant, award, or other acquisition of securities at price $ 0.00 per share. 19 Sep 2013 5,351 5,351 - - Stock Option (Right to Buy)
John G. Mclaughlin None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Sep 2013 8,187 15,330 - - Stock Option (Right to Buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Sep 2013 14,035 82,037 - - Stock Option (Right to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Sep 2013 14,035 60,686 - - Stock Option (Right to Buy)
James Schutz Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Aug 2013 5,100 14,600 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Dec 2012 2,500 1,031,050 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Dec 2012 3,000 1,028,550 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Dec 2012 2,200 1,030,950 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Dec 2012 2,000 1,028,750 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Dec 2012 100 1,031,050 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Dec 2012 1,000 1,026,750 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Dec 2012 1,000 1,012,250 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Dec 2012 4,000 1,020,250 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Dec 2012 3,000 1,016,250 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Dec 2012 1,000 1,013,250 - - Common Stock
James Schutz Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2012 100 53,600 - - Common Stock
James Schutz Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2012 1,000 66,500 - - Common Stock
James Schutz Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2012 500 65,500 - - Common Stock
James Schutz Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Nov 2012 11,400 65,000 - - Common Stock
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2012 15,000 545,678 - - Stock Option (Right to Buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2012 15,000 527,555 - - Stock Option (Right to Buy)
Gregg H. Alton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2012 15,000 305,405 - - Stock Option (Right to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2012 15,000 343,649 - - Stock Option (Right to Buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Aug 2012 150,000 852,064 - - Stock Option (Right to Buy)
James Schutz Director, Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Aug 2012 150,000 1,147,000 - - Stock Option (Right to Buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Aug 2012 33,108 530,678 - - Stock Option (Right to Buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Aug 2012 23,649 512,555 - - Stock Option (Right to Buy)
Gregg H. Alton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Aug 2012 30,405 290,405 - - Stock Option (Right to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Aug 2012 23,649 328,649 - - Stock Option (Right to Buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Mar 2012 62,500 702,064 - - Stock Option (Right to Buy)
James Schutz Director, Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Mar 2012 187,500 997,000 - - Stock Option (Right to Buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 12 Jan 2012 40,000 488,906 - - Stock Option (Right to Buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Nov 2011 128,000 497,570 - - Stock Option (Right to Buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Nov 2011 100,000 448,906 - - Stock Option (Right to Buy)
Gregg H. Alton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Nov 2011 120,000 260,000 - - Stock Option (Right to Buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Nov 2011 100,000 305,000 - - Stock Option (Right to Buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Oct 2011 15,000 369,570 - - Stock Option (right to buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Oct 2011 15,000 348,906 - - Stock Option (right to buy)
Gregg H. Alton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Oct 2011 15,000 140,000 - - Stock Option (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Oct 2011 15,000 205,000 - - Stock Option (right to buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2011 175,000 639,564 - - Stock Option (right to buy)
James Schutz Director, Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2011 50,000 809,500 - - Stock Option (right to buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2011 20,000 354,570 - - Stock Option (right to buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2011 20,000 333,906 - - Stock Option (right to buy)
Gregg H. Alton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2011 20,000 125,000 - - Stock Option (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 16 Jun 2011 20,000 190,000 - - Stock Option (right to buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2011 12,500 464,564 - - Stock Option (right to buy)
James Schutz Director, Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 31 Mar 2011 137,500 759,500 - - Stock Option (right to buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2010 15,000 354,570 - - Stock Option (right to buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2010 15,000 313,906 - - Stock Option (right to buy)
Gregg H. Alton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2010 15,000 81,518 - - Stock Option (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Dec 2010 15,000 170,000 - - Stock Option (right to buy)
James Schutz Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Aug 2010 6,820 41,820 - - Common Stock
James Schutz Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Aug 2010 11,680 53,500 - - Common Stock
Gregory M. French Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Jun 2010 3,020 52,760 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2010 150,000 478,070 - - Stock Option (right to buy)
Robert Miller Chief Financial Officer 07 Jun 2010 30,000 264,564 - - Restricted Stock Units
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2010 187,500 452,064 - - Stock Option (right to buy)
James Schutz Director, Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 07 Jun 2010 62,500 622,000 - - Stock Option (right to buy)
Gregory M. French Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Jun 2010 3,076 49,740 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Mar 2010 15,000 328,070 - - Stock Option (Right to Buy)
Hojabr Alimi Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Mar 2010 15,000 1,026,250 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 09 Mar 2010 15,000 1,011,250 - - Common Stock
Richard Conley None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Mar 2010 15,000 339,570 - - Stock Options (Right to Buy)
Richard Conley None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 09 Mar 2010 15,000 122,650 - - Common Stock
James Schutz Director, Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Feb 2010 125,000 559,500 - - Stock Option (right to buy)
Robert Burlingame None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2010 15,000 1,386,667 - - Stock Option (right to buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2010 15,000 354,570 - - Stock Option (right to buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2010 15,000 298,906 - - Stock Option (right to buy)
Gregg H. Alton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2010 15,000 66,518 - - Stock Option (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Jan 2010 15,000 155,000 - - Stock Option (right to buy)
James Schutz Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2009 14,600 29,600 - - Common Stock
James Schutz Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2009 20 29,620 - - Common Stock
James Schutz Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2009 3,490 33,110 - - Common Stock
James Schutz Director, Chief Operating Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Dec 2009 1,890 35,000 - - Common Stock
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2009 2,000 62,000 - - Common Stock
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2009 2,000 64,000 - - Common Stock
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2009 300 64,300 - - Common Stock
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2009 1,800 66,100 - - Common Stock
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2009 900 67,000 - - Common Stock
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2009 200 67,200 - - Common Stock
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2009 1,800 69,000 - - Common Stock
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2009 2,000 71,000 - - Common Stock
Robert Miller Chief Financial Officer Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Nov 2009 2,000 73,000 - - Common Stock
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Nov 2009 75,000 283,906 - - Stock Option (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 06 Nov 2009 50,000 140,000 - - Stock Option (right to buy)
Richard Conley None Sale of securities on an exchange or to another person at price $ 0.00 per share. 10 Sep 2009 20,800 111,850 - - Common Stock
Richard Conley None Sale of securities on an exchange or to another person at price $ 0.00 per share. 10 Sep 2009 4,200 107,650 - - Common Stock
Richard Conley None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2009 15,000 414,570 - - Stock Options (Right to buy)
Richard Conley None Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Sep 2009 75,000 339,570 - - Stock Options (Right to buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Sep 2009 15,000 57,650 - - Common Stock
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 03 Sep 2009 75,000 132,650 - - Common Stock
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2009 150,000 429,470 - - Stock Option (right to buy)
James Schutz Director, Vice President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Aug 2009 500 10,500 - - Common Stock
James Schutz Director, Vice President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Aug 2009 700 11,200 - - Common Stock
James Schutz Director, Vice President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Aug 2009 500 11,700 - - Common Stock
James Schutz Director, Vice President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Aug 2009 3,300 15,000 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Aug 2009 300,000 1,311,250 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Aug 2009 15,000 1,326,250 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 10 Aug 2009 150,000 1,176,250 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 10 Aug 2009 165,000 1,011,250 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Aug 2009 300,000 121,247 - - Stock Option (Right to Buy)
Hojabr Alimi Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 10 Aug 2009 15,000 106,247 - - Stock Option (Right to Buy)
Robert Burlingame None 16 Jun 2009 435,897 1,294,931 - - common stock
Robert Burlingame None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2009 333,333 927,222 - - Warrant (right to buy)
Robert Burlingame None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2009 444,445 1,371,667 - - Warrant (right to buy)
Robert Burlingame None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Jun 2009 569,801 859,034 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2009 291,000 658,070 - - Stock Option (right to buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2009 184,500 294,564 - - Stock Option (right to buy)
James Schutz Director, Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2009 184,500 434,500 - - Stock Option (right to buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2009 60,000 279,570 - - Stock Option (right to buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 10 Mar 2009 60,000 208,906 - - Stock Option (right to buy)
Hojabr Alimi Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 06 Mar 2009 13,200 1,011,250 - - Common Stock
Robert Burlingame None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Mar 2009 218,234 289,233 - - Common stock
Robert Burlingame None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Mar 2009 166,667 366,667 - - Warrant (right to buy)
Robert Burlingame None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 04 Mar 2009 222,222 588,889 - - Warrant (right to buy)
Hojabr Alimi Director, Chief Executive Officer Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 03 Mar 2009 75,000 1,056,250 - - Stock Options (Right to Buy)
Hojabr Alimi Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Mar 2009 6,200 1,050,050 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Mar 2009 17,800 1,032,250 - - Common Stock
Hojabr Alimi Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 03 Mar 2009 7,800 1,024,450 - - Common Stock
Robert Burlingame None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Dec 2008 25,000 25,000 - - Stock Option (right to buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Dec 2008 25,000 25,000 - - Stock Option (right to buy)
Gregg H. Alton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Dec 2008 25,000 25,000 - - Stock Option (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 09 Dec 2008 25,000 25,000 - - Stock Option (right to buy)
Robert Burlingame None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Sep 2008 15,000 15,000 - - Stock Option (right to buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Sep 2008 15,000 15,000 - - Stock Option (right to buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Sep 2008 15,000 15,000 - - Stock Option (right to buy)
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 02 Sep 2008 15,000 15,000 - - Stock Option (right to buy)
Carpenter Michelle VP of Regulatory and Quality Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Apr 2008 100,000 100,000 - - Stock Option (right to buy)
Hojabr Alimi Director, Chief Executive Officer Sale of securities on an exchange or to another person at price $ 0.00 per share. 07 Mar 2008 15,000 981,250 - - Common Stock
Gregg H. Alton None Grant, award, or other acquisition of securities at price $ 0.00 per share. 29 Feb 2008 50,000 50,000 - - Stock Option (right to buy)
James Schutz Director, Vice President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Dec 2007 6,750 0 - - Common Stock
James Schutz Director, Vice President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Dec 2007 3,250 0 - - Common Stock
Hojabr Alimi Director, CEO, President Gift of securities by or to the insider at price $ 0.00 per share. 16 Nov 2007 12,500 996,250 - - Common Stock
Akihisa Akao None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2007 15,000 15,000 - - Stock Option (right to buy)
Edward M. Brown None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2007 15,000 15,000 - - Stock Option (right to buy)
Robert Burlingame None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2007 15,000 15,000 - - Stock Option (right to buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2007 15,000 15,000 - - Stock Option (right to buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 01 Oct 2007 15,000 15,000 - - Stock Option (right to buy)
Richard Conley None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Sep 2007 2,000 42,650 - - Common Stock
Redhair Dana Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 13 Aug 2007 50,000 50,000 - - Stock Option (right to buy)
Michael Wokasch Chief Operating Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2007 150,001 150,001 - - Stock Option (right to buy)
James Schutz Director, Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2007 100,000 100,000 - - Stock Option (right to buy)
Bruce Thornton Vice President Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2007 25,000 25,000 - - Stock Option (right to buy)
Richard Conley None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2007 35,000 35,000 - - Stock Option (right to buy)
Gregory M. French None Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2007 10,000 10,000 - - Stock Option (right to buy)
Robert Miller Chief Financial Officer Sale or transfer of securities back to the company at price $ 0.00 per share. 26 Apr 2007 60,000 0 - - Stock Option (right to buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 26 Apr 2007 60,000 60,000 - - Restricted Stock Units
Jay Edward Birnbaum None Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Apr 2007 50,000 50,000 - - Stock Option (right to buy)
Robert Miller Chief Financial Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 30 Jan 2007 60,000 60,000 - - Stock Option (right to buy)
Robert Burlingame None 30 Jan 2007 66,666 0 - - Series A Preferred Stock
Robert Burlingame None 30 Jan 2007 66,666 66,666 - - Common Stock
Richard Conley None 30 Jan 2007 10,000 40,000 - - Common Stock
Richard Conley None 30 Jan 2007 10,000 0 - - Series A Preferred Stock
Gregory M. French None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 30 Jan 2007 10,000 28,750 - - Common Stock
Robert Burlingame None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jan 2007 75,000 75,000 - - Stock Option (right to buy)
Robert Burlingame None Sale or transfer of securities back to the company at price $ 0.00 per share. 24 Jan 2007 75,000 0 - - Stock Option (right to buy)
Robert Burlingame None Grant, award, or other acquisition of securities at price $ 0.00 per share. 24 Jan 2007 75,000 75,000 - - Warrant (right to buy)
Robert Burlingame None Sale or transfer of securities back to the company at price $ 0.00 per share. 24 Jan 2007 75,000 0 - - Warrant (right to buy)
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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